DOSSIER GUIDELINES FOR 1996-97

Dossiers for 1996-97 are due in the Office of Academic Affairs by February 14, 1997.
Exceptions may be made be advance arrangement.

Please submit in three-ring binders, assembled as follows:

  1. COVER PAGE

    Include name of candidate and table of contents. All pages should be numbered.

  2. FORM A

    Include check list (sample attached).

  3. CONFIDENTIALITY WAIVER (optional)

    All faculty have the option of signing a "Waiver of Access" form for outside letters of evaluation. The signed original should be included in this section. A copy of the current waiver form is attached. Execution of the waiver is voluntary.

  4. POSITION DESCRIPTION

    A copy of the candidate's current position description should be included. If significant shifts in assignment have occurred, earlier position descriptions should be included. Within each position description, identify expectations and the approximate percentage of responsibility associated with these three areas: teaching, advising, and other assigned duties; scholarship and creative activity; and service.

  5. CANDIDATE'S STATEMENT

    The candidate should include a statement (three page maximum) that addresses the individual's contributions in the areas of teaching, advising and other assignments; scholarship and creative activity; and service.

  6. STUDENT LETTER OF EVALUATION (as appropriate)

    As required by the Oregon State Board of Higher Education, students must be invited to participate in the review of faculty for promotion and tenure. The supervisor of the tenure unit will select and invite an appropriate number of students to evaluate that portion of the candidate's dossier related to teaching. A letter of evaluation written by the student representatives will be added to the dossier. Units may develop a similar process for evaluating the delivery of programs to other clients.

  7. ADMINISTRATIVE LETTERS OF EVALUATION

    It is important that these letters be of evaluation and not simply letters of advocacy. They should address both the strengths and relative weaknesses in the candidate's record of performance. These letters should not simply be a restatement of evaluations at lower administrative levels. Summarize primary points made by each external evaluator for faculty who have signed "Waiver of Access" forms. Identify evaluators only by a coded reference number or letter when referring to a comment in a confidential letter. All events in the dossier should be dated.

  8. PROMOTION AND TENURE VITA

    The vita for promotion and/or tenure review may vary from the standard vita. It should be formatted to follow the section headings below.

    1. EDUCATION AND EMPLOYMENT INFORMATION

      The year, major field of study, and degree obtained from each institution should be identified. The year, location, and institution for each position held since the baccalaureate should be included in this section.

    2. TEACHING, ADVISING AND OTHER ASSIGNMENTS

      1. Instructional Summary

        1. Credit courses

          Present a chronological listing of course numbers, term, year, and number of students enrolled.

        2. Non-Credit Courses and Workshops

          Present a chronological listing of non-credit courses, international training programs, workshops, seminars, Extension programs, and continuing education programs in which candidate has had a major responsibility. Indicate the candidate's role (program participant, program organizer, etc.)

        3. Curriculum Development

          List primary contributions in curriculum development and give dates (e.g. courses developed, curriculum committee service, etc.)

        4. Graduate Students and Postdoctoral Trainees

          List current and former graduate students and postdoctoral trainees for whom the candidate has had a major instructional responsibility. Indicate instructional role (major professor, graduate committee member, etc.) and year the degree was or will be completed.

        5. Team or Collaborative Efforts, If Any

          Indicate special efforts undertaken to team of collaborate with another individual, group, or institution in the planning or delivery of instruction.

        6. International Teaching, If Any

          Identify instructional activities (short and long-term) and/or curricular development that have taken place in countries other than the United States. Indicate the location, time frame, and nature of the teaching experience i.e. workshop, seminar, course, etc.

      2. Student and Participant/Client Evaluation

        Summarize all course/program evaluations with numerical ratings. The number of students/clients in the course who submitted evaluations should be identified. The summary should include an analysis of performance over time, e.g. same course by term and year, as well as a comparisons of course to department and/or college norms on important variables such as required/not required, core or elective, and level (100, 200…), etc. Letters from individual students, clients, or program participants should not be included in this section.

      3. Peer Teaching Evaluations

        Peer evaluations should be based on a review of course syllabi, texts, assigned reading, examinations, class materials, and other assessments such as attendance at lectures as appropriate for the field and subject area (Faculty Handbook, p. 43). For each entry, give course and term, a brief description of the review process, and the peer's evaluation.

      4. Advising

        Describe advising/counseling responsibilities, both formal academic advising (give number of student advisees, how often they typically meet with the adviser), and co-curricular advising (e.g. faculty adviser for student professional organization). Provide evaluations of advising performance, including dates, and describe how student input was obtained.

      5. Other Assignments

        For faculty with primary responsibilities other that teaching and advising, information that identifies these duties and the indicators for assessing effectiveness should be included in this section.

        1. Other Assigned Duties

          Provide a paragraph which describes or summarizes the assigned responsibilities, target audience, collaborative aspects, international activities and number of individuals served.

        2. Participant/Client Evaluation

          Summarize evaluations highlighting the services provided and, to the extent possible, the impact of these services on identified needs.

    3. SCHOLARSHIP AND CREATIVE ACTIVITY

      Scholarship and creative activity are understood to be intellectual work whose significance is validated by peers and which is communicated. As specified in the Promotion and Tenure Guidelines, such as work in its diverse forms is based on a high level of professional expertise; must give evidence of originality; must be documented and validated as through peer review or critique; and must be communicated in appropriate ways so as to have impact on or significance for publics beyond the University, or for the discipline itself.

      1. In identifying scholarly and creative activity, use appropriate headings (e.g. refereed publications, juried exhibits, non-refereed publications).

        • Refereed papers or juried exhibitions or compositions should be listed separately from non-refereed papers of indicated with an asterisk.

        • All authors should be given in the order they appear in the paper (not "with John Smith and Kathy Brown"). Underline the principal author of each publication if the order of authorship does not adequately reflect overall scholarly contributions. Date of publication, volume, and pages must be given.

        • Where not obvious, the unit head should explain how the work was validated and communicated. The significance of the scholarship and creative activity and the stature of the sources in which they appear are appropriate matters for discussion in letters of evaluation from the promotion and tenure committee, the Department Chair, Head, Director, or Dean.

      2. For professional meetings, symposia, and conferences, note the dates, location, and role of the faculty member (e.g. organizer, chair, invited speaker, discussant, presenter.)

      3. List grant and contract support along with funding agency, dates and name of principal investigator.

      4. List patent awards, cultivar releases, and inventions, with titles and dates.

      5. List other information appropriate to one's discipline.

    4. SERVICE

      Faculty service is essential to the University's success in achieving its central mission. Service is an expectation for promotion for al ranks at Oregon State University.

      1. University Service

        List departmental, college, and University committees (or other responsibilities), with dates.

      2. Service to the Profession

        List involvement with professional associations/societies, especially offices held, research advisory or review panels, and other evidence of regional, national, or international stature and service to the profession. Provide dates for all activities.

      3. Service to the Public (professionally related)

        List service provided to the public which is consistent with professional training and responsibilities. Provide dates. Service that is relevant to a faculty member's assignment, and which draws upon professional expertise or contributes significantly to university relations, is considered and valued in promotion and tenure decision.

      4. Service to the Public (non-professionally related)(optional)

        Community service not directly related to the faculty member's appointment, though valuable in itself, and ideally a responsibility of all citizens, is considered in promotion and tenure decisions to the extent that it contributes to the University.

    5. AWARDS

      Include awards received from professional organizations/societies, Oregon State University, civic or community groups. The nature of the award and reason received, e.g., teaching and advising, scholarship, etc., should be identified. The awards should be grouped, to the extent possible, into the following headings.

      1. National and International Awards

      2. State and Regional Awards

      3. University and Community Awards

  9. LETTERS OF EVALUATION

    Solicited Letters of Evaluation from Outside Letters in the Field (5 minimum, 8 maximum)

    Letters should generally be from leaders in the candidate's field, chosen for their ability to evaluate the candidate's scholarly work. Only in rare cases should letters be solicited from co-authors, co-principal investigators, former professors, or former students. Letters should generally be from tenured professors or individuals or equivalent stature outside of academe who are widely recognized in the field.

    As described in Promotion and Tenure Guidelines (July, 1995), the candidate may submit a list of individuals meeting these criteria and, from this list, at least three will be selected by the department chair or head (or chair of the unit's Promotion and Tenure Committee). The other reviewers are to be selected by the chair, head, dean, or faculty committee according to practices determined within the unit. All letters must be requested by the department chair, head, dean, or the unit's promotion and tenure committee chair, not the candidate.

    A representative form letter is attached, but any reasonable variation is acceptable. Include a copy of the actual letter used. Each reviewer should be sent a copy of the candidate's position description, personal statement, and current vita. Copies of publications are not usually sent to reviewers, but may be sent at the discretion of the individual soliciting the letter. Provide a log of contacts with the reviewers, including letters and telephone calls. Letters from external reviewers should be available prior to initiating the review of the dossier.

  10. OTHER LETTERS AND MATERIALS (optional)

    Additional letters from sources other than administrators, unit promotion and tenure committees, the student committee, and external reviewers are not necessary. Signed letters of support or advocacy from friends, colleagues, students, and clients should be included only if they are necessary for fairness and balance. If there is some compelling reason to include such letters, the unit supervisor should write a statement identifying the significance of the letters, whether solicited or unsolicited, and the need to include them in the dossier. All letters should be letters of evaluation and should be open to the candidate. Include any other material that may be relevant to a full and fair review.

  11. CANDIDATE'S SIGNED STATEMENT

    Prior to the dossier receiving its first formal review, the candidate should sign a statement that he or she has reviewed the open part of the dossier and that it is complete and current. The candidate retains the right of access to recommendations added by deans, heads, chairs, directors, and unit promotion and tenure committees.